Compliance Manager

Regulatory Advisory (Compliance) Manager

Salary £75k

This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.

The role is part of the 2nd Line Compliance function, but as well as providing guidance and compliance advice to the business, you would have responsibility for working with internal stakeholders and clients.

• Analyse changes to regulations and legislation that impact the business
• Advisory oversight of the business and clients to meet FCA requirements
• Work with SMEs business-wide, implementing Compliance solutions
• Provide compliance training where required

Your Profile

• Strong regulatory compliance knowledge in the following areas: COBS, SYSC, COLL, CASS
• Previous experience should include a regulatory/advisory position, ideally with an investment platform
• Ability to communicate with senior people, inside and outside of the business
• Professional qualification

For a full breakdown of the role, please apply here!