Rutherford

Compliance Officer

Company
Location
London Area, United Kingdom
Posted At
12/17/2024
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Description

Compliance Officer

London

About the Role:

We are partnering with a leading Alternative Investment company that are seeking a Compliance Officer to join their expanding compliance team.


Key Responsibilities:

  • Provide regulatory advice across their business lines
  • Contribute to the development and implementation of the firm’s compliance monitoring program.
  • Ensure all compliance procedures and documentation are regularly updated and in line with regulatory requirements.
  • Support the creation and implementation of new reviews and controls to address evolving business needs.


Required Experience:

  • 3 - 5 years + compliance experience, ideally within an asset management firm or a similar financial services environment.
  • Strong knowledge of UCITS investment guidelines, as well as familiarity with AIFMD and MiFID II regulations.


Additional Information:

Due to the high volume of applications, only shortlisted candidates will be contacted. If your profile aligns with any other relevant opportunities, one of our consultants will reach out to you.

Advertise with us.
Please contact: hello@huntukvisasponsors.com
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