Vice President, Compliance & Control

Greater Manchester, England, United Kingdom

12/19/2024

Job Description

Vice President, Compliance & Control

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.

We’re seeking a future team member for the role of Vice President, Compliance & Control to join our Compliance team. This role is located in Manchester – hybrid.

In this role, you’ll make an impact in the following ways:

• Assists with implementation and overall governance of new Compliance Surveillance AI tool, identifying new issues, process improvements, and offering solutions.
• Strong analytical skills, ability to reconcile large data sets and present data into reporting for senior management
• Leads testing and refinement of quarterly surveillance lexicon and results for model risk governance
• Building relationships across lines of businesses and within compliance to assist with the expansion of the compliance surveillance program
• Development of key metrics and dashboard reporting for system health and participant reconciliation
• Assists with projects and program tasks intended to enhance Compliance Surveillance and further the team’s agenda, including but not limited to technology project tracking, metrics and KPIs
• Assist with ad hoc initiatives that enhance the overall Compliance Surveillance Program including performing industry lessons learned, analyzing laws, rules and regs in relation to Surveillance requirements, and other projects.
• Drafting documentation and socializing to senior stakeholders when changes are required to policies.
• Liaising with Technology to ensure capture and retention of e-communications and surveillance processes, and other ad hoc requests
• Addresses high risk escalations and tracking the escalations to completion
  
  

At BNY, our culture speaks for itself. Here’s a few of our awards:

• America’s Most Innovative Companies, Fortune, 2024
• World’s Most Admired Companies, Fortune 2024
• Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
• Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024
• “Most Just Companies”, Just Capital and CNBC, 2024
• Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
• Bloomberg’s Gender Equality Index (GEI), 2023
  
  

Our Benefits And Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.